A Global Premier Boutique Risk & Compliance Consulting Firm

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Our Services

Our Services

Enterprise Risk Management (ERM) Services

  • Objectively assess the strengths and weaknesses of the organization ERM program, assess program maturity level, and help craft a customized and risk based ERM framework with practical recommendations.
  • Conduct Operations Risk consulting services that help organizations understand and manage risks better:
    • Help design and socialize Operational Risk Type Framework and implement Risk Framework Owner’s model across all Principal Risk Types.
    • Help assess whether current 2LOD oversight approach over key processes is aligned with ERM procedures & policies?
    • Help design and implement effective Control Management Framework.
  • Guide on the implementation of enterprise Risk & Control Self-assessment Framework.
  • Conduct organization’s assessment of Controls Framework & its implementation.
  • Assess effectiveness of the implementation of Enterprise Risk Governance structure under the 3LODs model.
    • Assess whether existing 3LOD model supports building a stronger and resilient organization.
    • Craft & consult on implementation of Enterprise Combine Assurance Framework.
  • Help organization build relevant MIs & interactive risk dashboards to support enterprise- wide understanding of key risks and controls performance.
  • We help organizations define practical approaches to issues remediations stemming from regulatory examinations, Audits, & Second Line Assurance reviews
  • Help organization Risk & Controls functions define and create Service Levels Agreements against requirements stated under Enterprise Procedures & Policies.
  • Help organization design a practical & risk-based framework for conducting Vendor Risk Assessments
  • We help Investors conduct Risk & Compliance related Due Diligence for targeted entities during Mergers & Acquisitions.

Our Services

Compliance Solutions

  • Conduct Independent review/examination of the organization’s AML & Sanction compliance programs.
    • Design a framework for conducting enterprise-wide FCC Risk Assessment covering AML/CFT, ABC, & Sanctions.
    • Design and guide effective implementation of the Transaction Monitoring & Screening Program.
  • Guide FIs on the transformation process to move FCC Surveillance Operational core functions to First Line. Redesign the 2LOD FCC functions to focus on providing checks, challenge, and oversight of the Surveillance Operations processes. This is key to improving efficiency and governance of risks.
  • Help with the design and implementation of Data Quality Risk Assessment Framework for Monitoring & Screening processes. Helping teams understand relevant process risk drivers.

Our Services

Training and Advisory Services

Global Risk Advisory and Solutions delivers Training and Advisory Services aimed at equipping FIs with the knowledge, tools, and resources needed to enhance their risk management and compliance capabilities. Our seasoned professionals provide customized training programs covering various aspects of risk management, governance, and compliance, tailored to the specific needs and objectives of each client. From executive leadership workshops to frontline staff training, we ensure that FIs have the skills and expertise necessary to navigate regulatory challenges and drive sustainable growth. Additionally, our advisory services offer ongoing support and guidance, helping FIs stay ahead of emerging risks and regulatory changes while optimizing their risk management strategies for long-term success.

Our Services

Other Specialized Financial Crime Compliance Advisory Services

  • Develop and implement governance & oversight of screening applications & processes.
  • Design and implement Alerts Investigation Framework. Deploy most effective models to optimize timely identification of SAR/STRs activities.
  • Provide 2LODs oversight framework for Alerts Dispositions.
  • Help FIs to develop & operationalize Customer Risk Assessment Model.
  • Provide Assurance whether AML Transaction Monitoring detection scenarios & rules are aligned with current enterprise AML risk profile. Ensure current rules remain fit to support timely detection and prevention of FCC risks
  • Conduct deep-dive assessment and due diligence for targeted customers, vendors, or products pre/post onboarding.
  • Conduct targeted & comprehensive look back analysis (alerts investigation).

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